Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Carlos Rivas is a financial advisor with National Financial Services LLC. Juan Carlos has been in the financial services industry since 2012 and holds the Series 7, 9, 10, and 63 securities licenses. Juan Carlos is based out of Westlake, TX and has over 7 years of experience with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/04/2019 - Present
National Financial Services LLC (WESTLAKE TX)
TX
07/11/2012 - 02/27/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 07/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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