Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan carlos? Claim Your ProfileJuan Carlos Moreno is a financial advisor with over 16 years of experience in the industry. Juan Carlos is currently registered with Snowden Capital Advisors LLC as a Registered Investment Advisor and a Registered Representative. Previously, Juan Carlos worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., UBS International Inc. and Banc of America Investment Services, Inc. Juan Carlos has a Series 7, Series 66 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/24/2016 - Present
Snowden Capital Advisors LLC (San Diego CA)
CA
01/04/2011 - 03/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
11/26/2009 - 04/22/2010
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
CA
06/19/2006 - 09/24/2008
UBS INTERNATIONAL INC. (SAN DIEGO CA)
CA
02/25/2004 - 06/21/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 05/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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