Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan carlos? Claim Your ProfileJuan Carlos Micheal Mitchell is a registered representative of Fidelity Brokerage Services LLC. Juan Carlos has been in the financial services industry for over 6 years. Juan Carlos holds licenses in New Mexico, Massachusetts, Texas, and Utah. Juan Carlos has passed the Series 63, Series 7, Series 9, Series 10, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NM
08/22/2016 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 09/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/15/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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