Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Carlos Mayol is a registered representative with Wealthpenn.comllc in Miami, FL. Juan Carlos has been working in the financial industry since 1998. He previously worked at UBS Financial Services Inc., UBS International Inc., CitiCorp Investment Services, CitiCorp Financial Services Corporation, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Juan Carlos is registered to sell securities in 11 states, including California, Delaware, District of Columbia, Florida, Georgia, Michigan, New York, Puerto Rico, and Texas. Juan Carlos has passed the Series 7, Series 31, Series 53, and Series 63 exams and has earned the Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/15/2020 - Present
Wealthpenn.comllc (Miami FL)
FL
01/01/2010 - 12/06/2018
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
01/22/2004 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
NY
05/15/2001 - 12/18/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
11/02/1988 - 08/15/1990
CITICORP FINANCIAL SERVICES CORPORATION
NA
04/11/1988 - 09/23/1988
SHEARSON LEHMAN HUTTON INC.
NA
11/25/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 5/7/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/4/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/28/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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