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Juan Carlos Lopez

Frost Investment Services

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About Juan Carlos Lopez

Juan Carlos Lopez is a financial advisor at Frost Investment Services, where Juan has been registered since January 2024. Juan holds a Series 7, Series 63, and Series 66 license and is registered in Texas. Prior to joining Frost Investment Services, Juan was employed at Wells Fargo Clearing Services, LLC, where Juan was registered from January 2020 to January 2024. Juan has over five years of experience in the financial industry. Juan specializes in working with individuals, high-net-worth individuals, and corporations.

Firm Information

Juan Lopez is currently registered with Frost Investment Services. Frost Investment Services is a registered investment advisor headquartered in San Antonio, Texas. The firm has approximately $1 billion - $10 billion in assets under management and provides financial planning and portfolio management services to individuals, corporations, and charitable organizations. They have over 90 investment advisor representatives and over 60 licensed agents.
Frost Investment Services

111 WEST HOUSTON STREET

SAN ANTONIO, TX 78205

$2.74B

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Juan Lopez’s Registration & Firm History

TX

01/26/2024 - Present

Frost Investment Services (SAN ANTONIO TX)

TX

01/14/2020 - 01/25/2024

WELLS FARGO CLEARING SERVICES, LLC (SUGAR LAND TX)

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Licenses & Designations

BOTH

Issued 07/05/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/14/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan Carlos Lopez.
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