Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Carlos Isaza is a financial professional with over 16 years of experience in the financial services industry. Juan Carlos has a strong background in operations and holds the Series 7, SIE, and Series 99TO licenses. Juan Carlos is currently registered with Morgan Stanley & Co. LLC, a leading financial services firm. Previously, Juan Carlos was employed by PFS Investments Inc., Goldman, Sachs & Co., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/31/2023 - Present
Morgan Stanley & Co. LLC (New York NY)
NY
02/04/2010 - 06/02/2010
PFS INVESTMENTS INC. (BROOKLYN NY)
NY
01/21/1997 - 03/10/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/18/1989 - 05/11/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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