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Juan Carlos Hernandez

Hazard & Siegel, Inc.

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About Juan Carlos Hernandez

Juan Carlos Hernandez is a financial professional with over 20 years of experience in the financial services industry. Juan currently works as a registered representative at Hazard & Siegel, Inc., located in DeWitt, NY. Juan has a strong track record of success in helping clients achieve their financial goals. Juan is committed to providing personalized financial advice and working with clients to develop customized financial plans. Juan holds a Series 6, Series 63, and SIE licenses. Juan previously worked at Transamerica Capital, Inc. and Banc One Securities Corporation.

Firm Information

Juan Hernandez is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juan Hernandez’s Registration & Firm History

NY

01/17/2024 - Present

Hazard & Siegel, Inc. (DEWITT NY)

CO

01/03/2024 - 01/16/2024

TRANSAMERICA CAPITAL, INC. (DENVER CO)

TX

08/26/2023 - 12/31/2023

TRANSAMERICA CAPITAL, INC. (Plano TX)

IL

12/19/2003 - 10/25/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/23/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/17/2023

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan Carlos Hernandez.
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