Unclaimed
Juan Carlos Hernandez is a financial professional with over 20 years of experience in the financial services industry. Juan currently works as a registered representative at Hazard & Siegel, Inc., located in DeWitt, NY. Juan has a strong track record of success in helping clients achieve their financial goals. Juan is committed to providing personalized financial advice and working with clients to develop customized financial plans. Juan holds a Series 6, Series 63, and SIE licenses. Juan previously worked at Transamerica Capital, Inc. and Banc One Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2024 - Present
Hazard & Siegel, Inc. (DEWITT NY)
CO
01/03/2024 - 01/16/2024
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
08/26/2023 - 12/31/2023
TRANSAMERICA CAPITAL, INC. (Plano TX)
IL
12/19/2003 - 10/25/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 12/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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