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Juan Carlos Garcia

Empower Financial Services, Inc.

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About Juan Carlos Garcia

Juan Carlos Garcia is a financial advisor with over 10 years of experience in the industry. Juan Carlos is currently registered with Empower Financial Services, Inc. and has previously worked with BBVA Securities Inc. and GWFS Equities, Inc. Juan Carlos specializes in providing financial guidance and investment strategies to individuals and families.

Firm Information

Juan Garcia is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juan Garcia’s Registration & Firm History

CO

12/16/2021 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CA

08/09/2017 - 06/02/2021

BBVA SECURITIES INC. (RIVERSIDE CA)

CO

02/23/2017 - 07/08/2017

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CA

07/24/2015 - 02/06/2017

BBVA SECURITIES INC. (RIVERSIDE CA)

CA

10/01/2012 - 05/27/2015

J.P. MORGAN SECURITIES LLC (CORONA CA)

CA

05/02/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (CORONA CA)

CA

04/15/2009 - 05/02/2009

WAMU INVESTMENTS, INC. (SANTA ANA CA)

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Licenses & Designations

BC

Issued 07/06/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan Carlos Garcia.
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