Unclaimed
Juan Carlos Alcaraz is a financial professional with experience in the securities industry. Juan Carlos is currently registered with Fidelity Brokerage Services LLC and is licensed to offer investment advice and securities products in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Juan Carlos has passed the Series 7TO, Series 63, and SIE exams and has been in the industry since October 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/17/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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