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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan C Tapia camou is a financial advisor with over 20 years of experience. Juan has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2004. Prior to joining Merrill Lynch, Juan worked for WELLS FARGO INVESTMENTS, LLC and UNITED AMERICAN INTERNATIONAL, INC. Juan holds the Series 3, 7, 24, 63, and 65 licenses. Juan specializes in providing financial advice to high-net-worth individuals, corporations, and institutions. Juan also provides financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/08/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TUCSON AZ)
CA
07/17/2001 - 02/20/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
TX
10/29/1999 - 11/02/2000
UNITED AMERICAN INTERNATIONAL, INC. (HOUSTON TX)
IA
Issued 06/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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