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Juan Antonio Guzman

Houlihan Lokey Capital, Inc.

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About Juan Antonio Guzman

Juan Antonio Guzman is an investment banking professional with over 10 years of experience in the financial industry. Juan Antonio is currently registered with Houlihan Lokey Capital, Inc. in California. Juan Antonio has previously worked at Blackstone Advisory Partners L.P. and Bear, Stearns & Co. Inc.. Juan Antonio holds a Series 7, Series 79, Series 63, and SIE license.

Firm Information

Juan Guzman is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juan Guzman’s Registration & Firm History

CA

02/10/2015 - Present

Houlihan Lokey Capital, Inc. (LOS ANGELES CA)

NY

11/24/2011 - 02/09/2015

BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)

NY

09/14/2007 - 06/12/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Juan Antonio Guzman.
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