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Juan Alberto Pina

Fidelity Brokerage Services LLC

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About Juan Alberto Pina

Juan Alberto Pina is a registered representative with Fidelity Brokerage Services LLC. Juan has been in the financial services industry for a short time, starting with Fidelity on 3/24/2023. Juan is registered in 53 states and the District of Columbia and holds FINRA Series 7, Series 10, Series 9, and Series 63 licenses.

Firm Information

Juan Pina is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Juan Pina’s Registration & Firm History

TX

03/24/2023 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 04/04/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/13/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Juan Alberto Pina.
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