Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juan? Claim Your ProfileJuan Alberto Cazorla is a financial advisor with Regions Securities LLC. Juan has been in the industry since October 16, 2004 and is registered with FINRA and several states. Juan is also licensed to sell securities in District of Columbia, Georgia, Maryland, North Carolina, Tennessee, Utah, and Virginia. Prior to joining Regions Securities LLC, Juan was employed by BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/05/2015 - Present
Regions Securities LLC (Charlotte NC)
NC
07/03/1998 - 02/17/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 07/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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