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Ju Wang

DWS Distributors, Inc.

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About Ju Wang

Ju Wang is a registered representative with DWS Distributors, Inc. Ju has been in the securities industry since August 8, 2009 and has been with DWS Distributors, Inc. since May 8, 2018. Prior to joining DWS Distributors, Inc., Ju worked at Deutsche Bank Securities Inc.. Ju is licensed in New York and holds the Series 7, Series 63 and SIE exams.

Firm Information

Ju Wang is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ju Wang’s Registration & Firm History

NY

05/08/2018 - Present

DWS Distributors, Inc. (NEW YORK NY)

NY

05/25/2010 - 05/08/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

10/10/2007 - 07/24/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ju Wang.
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