Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joyce? Claim Your ProfileJoyce M. Rice is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Saratoga Springs, New York. Joyce has been in the industry since 2015 and holds Series 6, 7, 63, and 66 licenses. Joyce previously worked for MORGAN STANLEY and MERCER ALLIED COMPANY, L.P. Joyce is also the President of the Board of Directors for The Giving Circle, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
07/03/2024 - Present
Northwestern Mutual Investment Services, LLC (SARATOGA SPRGS NY)
NY
04/06/2020 - 12/13/2023
MORGAN STANLEY (Latham NY)
NY
06/20/2015 - 03/20/2020
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BOTH
Issued 07/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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