Unclaimed
Joyce Lynn Pearson is a financial advisor with LPL Financial LLC, where she has been registered since April 2005. Joyce has over 35 years of experience in the financial services industry. Joyce is registered with the following states: Arizona, California, Colorado, Illinois, Kansas, Michigan, Oregon, Virginia, and Washington. Joyce is also licensed to sell securities in the following states: Illinois, Kansas, and Washington. Joyce holds the Series 3, Series 7, and Series 63 licenses. Joyce has worked in the financial services industry since October 1986. Joyce’s previous experience includes roles with Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Prime Capital Services, Inc., Simmons & Bishop Co. Inc., Boettcher & Company, Inc., and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/15/2005 - Present
LPL Financial LLC (SCOTTSDALE AZ)
IN
04/12/2001 - 04/19/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/12/2001 - 04/19/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
06/28/2000 - 03/29/2001
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
02/20/1990 - 06/20/2000
SIMMONS & BISHOP CO. INC. (SCOTTSDALE AZ)
NA
04/13/1989 - 01/10/1990
BOETTCHER & COMPANY, INC.
NA
03/27/1985 - 11/30/1987
E. F. HUTTON & COMPANY INC
BC
Issued 04/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1985
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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