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Joyce Ghu

Transamerica Financial Advisors, Inc.

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About Joyce Ghu

Joyce Ghu is a financial advisor with Transamerica Financial Advisors, Inc. Joyce has been in the financial industry since June 2014 and has a wide range of experience in the industry. Joyce Ghu has held various roles in financial services and has worked with various clients. Joyce is registered with FINRA and has licenses in multiple states. Joyce Ghu is committed to providing clients with comprehensive financial advice and guidance.

Firm Information

Joyce Ghu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joyce Ghu’s Registration & Firm History

GA

08/23/2021 - Present

Transamerica Financial Advisors, Inc. (Alpharetta GA)

GA

03/25/2017 - 06/11/2021

MML INVESTORS SERVICES, LLC (Peachtree Corners GA)

GA

08/05/2014 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (ATLANTA GA)

GA

01/01/2007 - 03/12/2007

METLIFE SECURITIES INC. (ATLANTA GA)

GA

01/01/2007 - 03/12/2007

METROPOLITAN LIFE INSURANCE COMPANY (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 10/12/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/22/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joyce Ghu.
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