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Joyce Barbara Docktor

Garden State Securities, Inc.

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About Joyce Barbara Docktor

Joyce Barbara Docktor is a registered representative with Garden State Securities, Inc. based in RED BANK, NJ. Joyce has been in the securities industry since March 1, 1985, and has a broad range of experience, having previously worked at JANNEY MONTGOMERY SCOTT LLC, JOSEPHTHAL & CO., INC., DEAN WITTER REYNOLDS INC., and GIBRALTAR SECURITIES CO.. Joyce is licensed to sell securities in 12 states including California, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina and Pennsylvania.

Firm Information

Joyce Docktor is currently registered with Garden State Securities, Inc.. Garden State Securities, Inc. is a Corporation that was formed on March 1, 1980. They are registered with the SEC and have a presence in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joyce Docktor’s Registration & Firm History

NJ

05/28/2010 - Present

Garden State Securities, Inc. (RED BANK NJ)

NY

11/18/1999 - 06/18/2010

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

09/25/1991 - 11/30/1999

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NA

07/02/1991 - 10/18/1991

JOSEPHTHAL & CO., INC.

NY

04/11/1989 - 06/28/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

02/06/1985 - 03/20/1989

GIBRALTAR SECURITIES CO.

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Licenses & Designations

IA

Issued 07/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/11/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Joyce Barbara Docktor. Review regulatory record here.
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