Unclaimed
Joyce Sobczyk is a financial advisor with Voya Financial Advisors, Inc. located in Bellevue, Nebraska. Joyce has been in the financial services industry since November 24, 2002, and has been registered as a Registered Representative since December 13, 2000. Previously, Joyce was registered with several other firms, including CETERA Advisors LLC, First Allied Securities, Inc. and Directed Services LLC. Joyce holds Series 7, 24, 52TO, 53, and 66 securities licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
10/25/2023 - Present
Voya Financial Advisors, Inc. (Bellevue NE)
CA
06/16/2021 - 11/16/2021
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
06/16/2021 - 11/16/2021
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
06/16/2021 - 11/16/2021
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
06/16/2021 - 11/16/2021
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
06/09/2021 - 11/16/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CT
08/24/2015 - 06/14/2021
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CT
08/24/2015 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
PA
08/24/2015 - 12/31/2020
SLD AMERICA EQUITIES, INC. (WEST CHESTER PA)
PA
08/24/2015 - 06/18/2018
DIRECTED SERVICES LLC (WEST CHESTER PA)
CT
08/24/2015 - 09/30/2016
VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)
NE
12/14/2000 - 08/18/2015
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 03/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/2002
Series 4 - Registered Options Principal Examination
BC
Issued 05/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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