Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joyce? Claim Your ProfileJoyce Smith is a financial advisor with over 25 years of experience in the financial services industry. Joyce is currently registered with Wells Fargo Clearing Services, LLC and has a proven track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses. Joyce has a strong background in helping clients achieve their financial goals and has a deep understanding of the market and its complexities. Joyce has held previous positions at Assetmark Brokerage, LLC, Capital Brokerage Corporation, and Securities America, Inc., among others. Joyce is committed to providing personalized service and building long-lasting relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/18/2015 - Present
Wells Fargo Clearing Services, LLC (PHOENIX AZ)
CA
08/15/2014 - 11/10/2015
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
06/26/2009 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
TX
09/04/2008 - 09/10/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
CO
10/27/2004 - 08/13/2008
SECURITIES AMERICA, INC. (DENVER CO)
NE
08/02/2002 - 12/31/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
FL
12/11/2001 - 05/28/2002
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
AZ
09/03/1993 - 12/11/2001
PENTAD SECURITIES, INC. (SUN CITY AZ)
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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