Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joyce? Claim Your ProfileJoyce Ann Luke is a financial advisor with over 25 years of experience in the financial services industry. Joyce is currently registered as a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Joyce has previously worked with Ultimus Fund Distributors, LLC; Valmark Securities, Inc.; JPMorgan Distribution Services, Inc.; One Group Services Company (The); John Nuveen & Co., Incorporated; and Flagship Funds Inc. Joyce holds the Series 6, 7, 9, 10, 63, and 66 securities licenses. Joyce is also a Registered Investment Advisor in Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/16/2023 - Present
Wells Fargo Clearing Services, LLC (MIAMISBURG OH)
OH
10/03/2017 - 07/20/2021
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
OH
07/21/2015 - 04/01/2016
VALMARK SECURITIES, INC. (KETTERING OH)
OH
01/25/2001 - 05/26/2015
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
OH
10/20/1999 - 12/31/2000
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
IL
01/01/1997 - 09/10/1999
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
OH
10/24/1994 - 01/01/1997
FLAGSHIP FUNDS INC. (DAYTON OH)
IA
Issued 10/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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