Unclaimed
Joyce Butler is a registered investment advisor representative with Kennedy Capital Management. Joyce has been working in the financial industry since 2001, and she has a broad range of experience in investment management. Joyce is also a registered principal with the firm. She has been registered with the Securities and Exchange Commission since 2011. Joyce's specializations include investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AZ
07/20/2018 - Present
Kennedy Capital Management (Litchfield Park AZ)
MO
02/09/2018 - 04/09/2018
PRUCO SECURITIES, LLC. (St. Louis MO)
MO
09/07/2011 - 01/24/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
08/07/2002 - 05/04/2004
FFP SECURITIES, INC. (CHESTERFIELD MO)
NJ
10/10/2001 - 05/21/2002
CITISTREET EQUITIES LLC (SOMERSET NJ)
MO
06/12/2001 - 10/02/2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
03/22/2000 - 03/29/2000
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
MO
11/08/1999 - 03/27/2000
MOSES.COM SECURITIES, INC. (ST. LOUIS MO)
MO
10/01/1998 - 03/01/1999
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
07/02/1996 - 10/02/1998
BRUNO, STOLZE & COMPANY, INC.
BC
Issued 10/03/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/2015
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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