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Joyce Ann Butler

Kennedy Capital Management

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About Joyce Ann Butler

Joyce Butler is a registered investment advisor representative with Kennedy Capital Management. Joyce has been working in the financial industry since 2001, and she has a broad range of experience in investment management. Joyce is also a registered principal with the firm. She has been registered with the Securities and Exchange Commission since 2011. Joyce's specializations include investment management, financial planning, and retirement planning.

Firm Information

Joyce Butler is currently registered with Kennedy Capital Management. Kennedy Capital Management is an investment advisor headquartered in ST LOUIS, MO. The firm manages assets for a variety of clients, including high-net-worth individuals, investment companies, charitable organizations, and pooled investment vehicles. Kennedy Capital Management also provides portfolio management services for businesses and individuals. The firm has approximately $4.8 billion in regulatory assets under management.
Kennedy Capital Management

10829 OLIVE BLVD

ST LOUIS, MO 63141-7739

$4.77B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Joyce Butler’s Registration & Firm History

AZ

07/20/2018 - Present

Kennedy Capital Management (Litchfield Park AZ)

MO

02/09/2018 - 04/09/2018

PRUCO SECURITIES, LLC. (St. Louis MO)

MO

09/07/2011 - 01/24/2018

SCOTTRADE, INC. (ST LOUIS MO)

MO

08/07/2002 - 05/04/2004

FFP SECURITIES, INC. (CHESTERFIELD MO)

NJ

10/10/2001 - 05/21/2002

CITISTREET EQUITIES LLC (SOMERSET NJ)

MO

06/12/2001 - 10/02/2001

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

03/22/2000 - 03/29/2000

SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)

MO

11/08/1999 - 03/27/2000

MOSES.COM SECURITIES, INC. (ST. LOUIS MO)

MO

10/01/1998 - 03/01/1999

MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)

NA

07/02/1996 - 10/02/1998

BRUNO, STOLZE & COMPANY, INC.

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Licenses & Designations

BC

Issued 10/03/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/31/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/07/2015

Series 4 - Registered Options Principal Examination

BC

Issued 05/20/2012

Series 24 - General Securities Principal Examination

BC

Issued 04/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joyce Ann Butler.
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