Unclaimed
Joy Wairimu Mwangi is a financial advisor registered with Tiaa-Cref Individual & Institutional Services, LLC. Joy has been in the industry since 2014 and is licensed to provide financial advice in Texas. Joy has a Series 7, Series 63, and Series 24 licenses. Joy's office is located at 3965 Dallas Parkway, Frisco Hub in Frisco, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
09/17/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
01/16/2014 - 07/09/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 12/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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