Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joy? Claim Your ProfileJoy Samantha Miller is a securities professional with over 25 years of experience in the industry. Joy is currently registered with Wells Fargo Securities, LLC and has been with the firm since 2011. Prior to her role with Wells Fargo Securities, LLC Joy has also worked at Oppenheimer & Co. Inc., CIBC World Markets Corp., D. H. Blair & Co., Inc., Janssen-Meyers Associates, L.P., and Euro-Atlantic Securities Inc. Joy holds Series 7, Series 55, Series 63, Series 57TO, Series 99TO, and SIE licenses. Joy is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2011 - Present
Wells Fargo Securities, LLC (New York NY)
NY
01/14/2008 - 09/02/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/20/1997 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/06/1997 - 04/21/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
11/04/1996 - 01/07/1997
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
FL
08/12/1996 - 11/27/1996
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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