Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joy? Claim Your ProfileJoy Sachiko Kodama is a financial advisor with over 20 years of experience in the industry. Joy has worked with LPL Financial LLC since October 2023 and previously worked with UBS Financial Services Inc. since July 2008. Joy holds multiple licenses and certifications including a Certified Financial Planner designation. Joy specializes in providing financial planning, consulting, and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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HI
11/13/2023 - Present
LPL Financial LLC (HONOLULU HI)
HI
08/20/2008 - 10/13/2023
UBS FINANCIAL SERVICES INC. (HONOLULU HI)
HI
01/04/2008 - 04/24/2008
NAVY FEDERAL BROKERAGE SERVICES, LLC (KAPOLEI HI)
CA
08/24/2004 - 05/26/2006
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
NY
05/17/2001 - 09/16/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 02/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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