Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joy? Claim Your ProfileJoy Runnells Levis is a financial advisor with over 20 years of experience in the industry. Joy currently works for Osaic Wealth, Inc., a firm with over 40,000 clients and $94.5 billion in assets under management. Joy holds a variety of licenses, including the Series 7, Series 6, Series 63, and Series 65. Joy specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/03/2023 - Present
Osaic Wealth, Inc. (HOUSTON TX)
TX
07/29/2011 - 11/03/2023
FSC SECURITIES CORPORATION (HOUSTON TX)
TX
05/15/2009 - 12/09/2009
AXA ADVISORS, LLC (HOUSTON TX)
TX
03/07/2008 - 07/17/2008
NRP FINANCIAL, INC. (SUGARLAND TX)
TX
10/02/2007 - 03/10/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (SUGARLAND TX)
IL
05/17/2005 - 04/06/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DOWNERS GROVE IL)
WI
08/05/2003 - 02/11/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MO
01/01/1999 - 07/23/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MA
01/13/1998 - 02/01/1999
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
CA
07/25/1997 - 10/21/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
07/26/1996 - 09/25/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
AZ
08/30/1993 - 11/29/1994
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
07/05/1990 - 03/15/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/05/1990 - 03/15/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/04/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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