Unclaimed
Joy Rebeccah Cutter is a financial advisor with UBS Financial Services Inc. based in Greenville, SC. Joy has been in the industry since 2001, and is registered with both the state of Georgia and South Carolina. Joy specializes in providing investment advice for a wide range of clients, including individuals, families, businesses, and non-profit organizations. Joy holds both Series 66 and Series 7 licenses, along with the Securities Industry Essentials Examination. Joy is a dedicated professional with a strong commitment to providing her clients with personalized financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
06/10/2016 - Present
UBS Financial Services Inc. (Greenville SC)
SC
05/22/2001 - 05/29/2008
UBS FINANCIAL SERVICES INC. (GREENVILLE SC)
BOTH
Issued 06/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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