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Joy Moss Moore

Thoroughbred Financial Services, LLC

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About Joy Moss Moore

Joy Moss Moore is a registered representative with Thoroughbred Financial Services, LLC. Joy is a licensed securities professional with a Series 7 and SIE license. Joy has been in the industry since December 17, 2023. Joy is based in JACKSON, TN and is affiliated with the Thoroughbred Financial Services, LLC office in JACKSON. The firm has a total of 32 licensed agents, 33 investment advisor representatives, 34 registered representatives, 33 investment advisory functions, and 0 adviser representatives for other investment advisers. Thoroughbred Financial Services, LLC provides a range of services, including financial planning, portfolio management for individuals, selection of other advisers, and financial planning.

Firm Information

Joy Moore is currently registered with Thoroughbred Financial Services, LLC. Thoroughbred Financial Services, LLC is an investment advisor headquartered in Brentwood, TN, with a history dating back to 1999. They serve a diverse clientele including individuals, corporations, businesses, and pension plans. They are registered with the SEC and 45 state regulators and offer a comprehensive range of services, including financial planning, portfolio management, and selection of other advisors. Thoroughbred manages over $2.9 billion in assets for over 6,300 client accounts and offers a wrap fee program.
Thoroughbred Financial Services, LLC

5110 MARYLAND WAY, SUITE 300

BRENTWOOD, TN 37027-7508

$2.91B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joy Moore’s Registration & Firm History

TN

12/18/2023 - Present

Thoroughbred Financial Services, LLC (JACKSON TN)

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Licenses & Designations

BC

Issued 12/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joy Moss Moore.
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