Unclaimed
Joy Lori Simar has been in the financial services industry since March 2013. Joy Lori Simar is currently registered with Pruco Securities, LLC and is also registered with the state of Texas as an Investment Advisor Representative. Previously, Joy Lori Simar was also registered with MML INVESTORS SERVICES, LLC, and NYLIFE SECURITIES LLC. Joy Lori Simar is a Series 6 and Series 63 licensed professional and is currently an active investment advisor representative in the state of Texas. Joy Lori Simar is dedicated to helping clients achieve their financial goals and has a strong commitment to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
12/22/2020 - Present
Pruco Securities, LLC (McKinney TX)
TX
05/19/2017 - 12/19/2018
MML INVESTORS SERVICES, LLC (Dallas TX)
TX
03/21/2013 - 05/19/2017
NYLIFE SECURITIES LLC (FRISCO TX)
IA
Issued 12/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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