Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joy? Claim Your ProfileJoy Chaillou is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Joy has been working in the financial industry since 1994, starting their career at CS First Boston Corporation. Joy has worked with several firms including Dean Witter Reynolds Inc., Salomon Smith Barney Inc., Citigroup Global Markets Inc., and Morgan Stanley Smith Barney. Joy is licensed in Connecticut, New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/15/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/01/2009 - 05/28/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
01/15/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
05/23/1997 - 01/06/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1994 - 08/08/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/13/1994 - 11/23/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 10/27/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1995
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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