Unclaimed
Joy Ci Cai is a financial professional registered with the state of California. Joy holds the Series 6 and Series 63 licenses and the SIE exam. Joy is currently associated with Farmers Financial Solutions, LLC. Joy's registration with the state of California became effective on 6/29/2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/29/2006 - Present
Farmers Financial Solutions, LLC (DALY CITY CA)
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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