Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joy? Claim Your ProfileJoy Archie is a financial advisor with over 2 years of experience in the financial services industry. Joy is currently registered with Tripletree, LLC, Capital ONE Securities, Inc. and Kippsdesanto & Co.. Joy holds Series 7, 9, 10, 63 and SIE licenses. Joy has been registered with the state of Minnesota since 5/30/2024 and has a total of 12 state registrations. Joy also has 2 approved SRO registrations and 1 approved FINRA registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/30/2024 - Present
Tripletree, LLC (Minneapolis MN)
VA
01/14/2022 - 03/26/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RICHMOND VA)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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