Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joy? Claim Your ProfileJoy Allison Thomas is a financial advisor with over 20 years of experience in the industry. Joy has a broad range of experience, having held positions at T. Rowe Price Investment Services, Inc. Joy is registered with FINRA and holds Series 6, 7, 24, 53, 63 and 66 licenses. Joy holds licenses in Maryland and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
11/24/1999 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BOTH
Issued 12/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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