Unclaimed
Jovani Rivera is a registered investment advisor representative with Empower Advisory Group, LLC. Jovani Rivera has been in the financial industry since May 18, 2019. Jovani Rivera is licensed in 51 states and the District of Columbia as a Broker-Dealer. Jovani Rivera is also registered as an Investment Advisor Representative in New Jersey. Jovani Rivera has a Series 63 license, a Series 6 license, and a Series 65 license. Jovani Rivera has worked at a number of firms, including Prudential Investment Management Services, LLC, J.P. Morgan Securities LLC, Equitable Advisors, LLC, VALIC Financial Advisors, Inc., and Santander Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/17/2024 - Present
Empower Advisory Group, LLC (North Brunswick NJ)
NJ
02/10/2022 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TX
12/04/2021 - 01/21/2022
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
07/13/2021 - 10/21/2021
EQUITABLE ADVISORS, LLC (HOUSTON TX)
TX
11/08/2018 - 02/05/2021
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NJ
06/14/2018 - 07/10/2018
SANTANDER SECURITIES LLC (MONROE TOWNSHIP NJ)
IA
Issued 06/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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