Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josue? Claim Your ProfileJosue Rodriguez vargas is a financial professional with over 11 years of experience in the financial services industry. Josue is currently registered with Northwestern Mutual Investment Services, LLC and has been with them since December 2019. Prior to that, Josue worked at PRUCO SECURITIES, LLC. Josue is licensed in California and Nevada and holds the Series 7TO, Series 66 and SIE licenses. Josue is also a Board Member of the West Contra Costa Salesians Boys and Girls Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/10/2020 - Present
Northwestern Mutual Investment Services, LLC (Walnut Creek CA)
CA
03/28/2019 - 06/11/2019
PRUCO SECURITIES, LLC. (SAN FRANCISCO CA)
BOTH
Issued 01/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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