Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Josue? Claim Your ProfileJosue De leon ponce de leon is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Lakewood, Colorado. Josue has been in the industry since January 2, 2023, and holds Series 7, 63, and SIE licenses. Josue has a strong background in investment services and is dedicated to providing personalized financial advice to individuals and businesses. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Josue worked at KEY INVESTMENT SERVICES LLC in Littleton, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/17/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKEWOOD CO)
CO
12/05/2022 - 04/17/2024
KEY INVESTMENT SERVICES LLC (Littleton CO)
BC
Issued 12/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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