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Joshua Zhuo

Commerz Markets LLC

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About Joshua Zhuo

Joshua Zhuo is a financial professional with a strong background in the securities industry. Joshua holds the Series 79TO and SIE licenses, and is currently registered with Commerz Markets LLC in New York. Joshua has a diverse skillset and experience working with a range of financial products and services.

Firm Information

Joshua Zhuo is currently registered with Commerz Markets LLC. Commerz Markets LLC is a Limited Liability Company formed in May 1996. The firm is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Zhuo’s Registration & Firm History

NY

05/23/2023 - Present

Commerz Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/08/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/11/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Zhuo.
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