Unclaimed
Joshua Wietschner is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Tradition Securities And Derivatives LLC, where he has been employed since April 2016. Prior to his current role, Joshua was employed by TFS Derivatives Corporation from February 1997 to April 2016. Joshua is licensed to conduct business in Connecticut, Florida, Illinois, Minnesota, New York, and Puerto Rico. He holds FINRA Series 7, 24, 63, and 99TO licenses, and holds a SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
02/04/1997 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 02/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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