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Joshua Z Wietschner

Tradition Securities AND Derivatives LLC

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About Joshua Z Wietschner

Joshua Wietschner is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Tradition Securities And Derivatives LLC, where he has been employed since April 2016. Prior to his current role, Joshua was employed by TFS Derivatives Corporation from February 1997 to April 2016. Joshua is licensed to conduct business in Connecticut, Florida, Illinois, Minnesota, New York, and Puerto Rico. He holds FINRA Series 7, 24, 63, and 99TO licenses, and holds a SIE certification.

Firm Information

Joshua Wietschner is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Wietschner’s Registration & Firm History

NY

04/02/2016 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

02/04/1997 - 04/25/2016

TFS DERIVATIVES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joshua Z Wietschner.
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