Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Wolf is a financial professional with over 20 years of experience in the financial services industry. Joshua is currently registered with GT Securities, Inc. in California and Maryland. Joshua holds FINRA Series 7, 63, 79, SIE, and 65 licenses and is also a registered representative for GT Securities, Inc. Prior to joining GT Securities, Inc. Joshua worked for Mizuho Securities USA Inc. and Lehman Brothers Inc. Joshua has a strong background in investment banking and securities trading and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/26/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
TX
10/22/2008 - 11/22/2010
MIZUHO SECURITIES USA INC. (HOUSTON TX)
NA
09/04/1992 - 10/30/1992
LEHMAN BROTHERS INC.
BC
Issued 06/11/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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