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Joshua Wayne McClellan

Charles Schwab & CO., Inc.

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About Joshua Wayne McClellan

Joshua Wayne McClellan is a financial professional with over 12 years of experience in the financial industry. Joshua is currently registered with Charles Schwab & CO., Inc. in Texas. Prior to that, Joshua was registered with AVANTAX INVESTMENT SERVICES, INC., 1ST GLOBAL CAPITAL CORP. and NYLIFE SECURITIES LLC. Joshua holds the Series 63, 66, 7, 11 and 24 licenses. Joshua has experience in securities, investment advisory and financial planning.

Firm Information

Joshua McClellan is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joshua McClellan’s Registration & Firm History

TX

06/24/2021 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

10/25/2019 - 04/19/2021

AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)

TX

12/05/2012 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

09/23/2008 - 08/30/2012

NYLIFE SECURITIES LLC (DALLAS TX)

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Licenses & Designations

BOTH

Issued 01/03/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/22/2008

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joshua Wayne McClellan.
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