Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Watson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Joshua has been in the financial services industry since December 2018. Joshua is registered with both the Financial Industry Regulatory Authority (FINRA) and the state of Ohio. Joshua works with individual clients, high-net-worth individuals, corporations, trusts, and estates. Joshua provides financial planning, investment management, and retirement planning services. Joshua has a Series 7, 66, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CANAL WINCHESTER OH)
OH
03/11/2022 - 05/06/2022
J.P. MORGAN SECURITIES LLC (WESTERVILLE OH)
OH
04/01/2019 - 10/15/2020
J.P. MORGAN SECURITIES LLC (MIAMISBURG OH)
BOTH
Issued 10/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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