Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Waking Joseph is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since April 24, 2022. Joshua Waking Joseph is licensed in both Broker-Dealer and Investment Advisor capacities and holds active registrations in Maryland and Texas for both. They are also registered with the Securities Industry and Financial Markets Association (FINRA). Joshua Waking Joseph provides advisory services to a variety of clients, including individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state and municipal government entities. Joshua Waking Joseph's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm with over $10 billion - $50 billion in assets under management. The firm provides a variety of advisory services to its clients, including portfolio management, financial planning, and research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/08/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNT VALLEY MD)
BOTH
Issued 06/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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