Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Vincent Smith is a registered representative with Avatar Securities, LLC. Joshua has been in the securities industry since January 7, 2010 and has been registered with Avatar Securities, LLC since April 11, 2011. Prior to joining Avatar Securities, LLC, Joshua was employed by ASSENT LLC. Joshua has passed the Series 7, Series 57TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/11/2011 - Present
Avatar Securities, LLC (NEW YORK NY)
NY
03/16/2009 - 06/17/2010
ASSENT LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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