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Joshua Tyler Swanson

Plan Group Financial, Inc.

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About Joshua Tyler Swanson

Joshua Tyler Swanson is a financial advisor with over 16 years of experience in the industry. Joshua Swanson is currently registered with Plan Group Financial, Inc. in Oklahoma and Texas. Joshua Swanson has previously been registered with SAXONY SECURITIES, INC., MMA SECURITIES LLC, UMB FINANCIAL SERVICES, INC., and THE BAKER GROUP, LP. Joshua Swanson holds Series 7, Series 63, and Series 65 licenses.

Firm Information

Joshua Swanson is currently registered with Plan Group Financial, Inc.. Plan Group Financial, Inc. is an investment advisor based in Oklahoma City, OK. The firm offers financial planning and portfolio management services to individuals, including high-net-worth individuals, and has approximately $346.9 million in regulatory assets under management.
Plan Group Financial, Inc.

101 N.E. 82ND STREET

OKLAHOMA CITY, OK 73114

$346.93M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joshua Swanson’s Registration & Firm History

OK

01/25/2023 - Present

Plan Group Financial, Inc. (OKLAHOMA CITY OK)

TX

02/20/2023 - 11/16/2023

SAXONY SECURITIES, INC. (Austin TX)

NY

02/22/2021 - 03/19/2021

MMA SECURITIES LLC (NEW YORK NY)

MO

01/11/2017 - 02/26/2019

UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)

OK

06/18/2004 - 12/22/2016

THE BAKER GROUP, LP (OKLAHOMA CITY OK)

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Licenses & Designations

IA

Issued 03/19/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Tyler Swanson.
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