Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Torres is a financial advisor registered with Charles Schwab & CO., Inc. in Westlake, TX. Joshua has been in the financial services industry for 15 years and has a diverse background, having previously worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, and Fidelity Brokerage Services LLC. Joshua specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
02/01/2017 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
12/04/2015 - 01/19/2017
WELLS FARGO CLEARING SERVICES, LLC (GRAND PRAIRIE TX)
TX
04/21/2008 - 12/07/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
09/13/2007 - 03/03/2008
MORGAN STANLEY & CO., INCORPORATED (HOUSTON TX)
TX
01/30/2007 - 06/12/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
09/11/2006 - 11/15/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BOTH
Issued 09/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/18/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/28/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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