Unclaimed
Joshua Thomas Ward is a financial professional with over two years of experience in the industry. Joshua is currently registered with Wells Fargo Securities, LLC in New York and North Carolina. Joshua holds the Series 79TO and SIE exams, and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/05/2021 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 11/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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