Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Teeters is a registered Investment Advisor Representative with Waterloo Capital. Joshua has over 10 years of experience in the financial services industry. Joshua has a broad background in the financial markets and investment strategies, and is committed to providing personalized financial advice to help clients achieve their financial goals. Joshua holds the Series 6, 7, 63, and 65 licenses, and is also a SIE exam holder. Joshua is currently registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
04/17/2024 - Present
Waterloo Capital (AUSTIN TX)
TX
02/13/2023 - 04/11/2024
CROWDSTREET CAPITAL LLC (AUSTIN TX)
MO
05/16/2022 - 02/07/2023
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
CO
08/10/2020 - 01/03/2022
PARSONEX CAPITAL MARKETS, LLC (ENGLEWOOD CO)
CA
07/08/2019 - 03/03/2020
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NY
03/26/2017 - 06/20/2019
ASCENDANT ALTERNATIVE STRATEGIES, LLC (WHITE PLAINS NY)
NY
05/30/2013 - 03/29/2017
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
TX
10/01/2012 - 06/05/2013
DIVINE CAPITAL MARKETS LLC (AUSTIN TX)
TX
08/03/2010 - 09/28/2012
IMS SECURITIES, INC. (AUSTIN TX)
TX
04/01/2010 - 08/05/2010
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
TX
01/08/2008 - 10/30/2009
DIRECT CAPITAL SECURITIES, INC. (AUSTIN TX)
TX
11/23/2006 - 10/23/2007
METLIFE SECURITIES INC. (HOUSTON TX)
TX
11/23/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HOUSTON TX)
IA
Issued 10/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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