Unclaimed
Joshua Thomas Puterbaugh is a financial advisor with Starwood Capital, LLC. He is licensed to sell securities in 53 states and is a registered representative of FINRA. Joshua has been in the industry for 10 years and holds Series 63, SIE and Series 7 licenses. Prior to joining Starwood Capital, LLC, Joshua worked at LPL FINANCIAL LLC, Raymond James Financial Services, Inc., and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
05/04/2021 - Present
Starwood Capital, LLC (Arlington VA)
VA
01/29/2020 - 05/17/2021
LPL FINANCIAL LLC (RESTON VA)
VA
12/24/2018 - 01/31/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (RESTON VA)
VA
09/12/2018 - 11/19/2018
MORGAN STANLEY (NEWPORT NEWS VA)
BC
Issued 01/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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