Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Dixon is a financial advisor at Wells Fargo Advisors Financial Network, LLC, working out of their St. Louis, MO branch. Joshua has been in the industry for more than 11 years, having worked for both First Clearing, LLC and Wells Fargo Clearing Services, LLC. Joshua holds Series 7, 9, 10, 66 and SIE licenses, which allows Joshua to provide advice and sell securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MO
11/16/2021 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
09/24/2015 - 11/16/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
03/12/2015 - 06/17/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 05/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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