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Joshua Thomas Brown

Nylife Securities LLC

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About Joshua Thomas Brown

Joshua Brown is a financial professional who is registered in Virginia and has been in the industry for over 1 year. Joshua has passed the Series 63, Series 6TO and the SIE exams. Joshua is currently employed with Nylife Securities LLC, where he has been with them since May 2024. The branch office is located in Roanoke, VA.

Firm Information

Joshua Brown is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Brown’s Registration & Firm History

VA

05/13/2024 - Present

Nylife Securities LLC (ROANOKE VA)

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Licenses & Designations

BC

Issued 06/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/27/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joshua Thomas Brown. Review regulatory record here.
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